© 2016 J.W. Thompson Investments, LLC.

245 Waterman Street   Suite 301    Providence, Rhode Island 02906 

phone: 800-929-9479  email: info@jwti.com   fax: 401-453-5554

Securities offered though LPL Financial   Member FINRA - SIPC 

Investment advice offered thorough J.W. Thompson Investments, a registered investment advisor and separate entity from LPL Financial  

 

J.W. THOMPSON   INVESTMENTS



Established by John Wm. Thompson III in 1999, JWTI specializes in private individual wealth management and retirement plan consulting services for corporate and taft-hartley clients.  As a full service investment management firm, John & Jay Thompson pride themselves on their keen focus to the client's experience.

 

JWTI is a provider of investment consulting, fiduciary service, and investment education for retirement plans.  Our comprehensive client service distinguishes JWTI from its competitors.  We recognize that each client is unique and requires dedicated service and commitment.  JWTI provides independent advice tailored to each client's specific goals and needs.

 

The advice and investment education provided by our firm has proven to be beneficial for our client's investment programs.  It is our position that when an investment program is designed with proper asset allocation and personalized investment guidance the outcome may be a stronger and more meaningful benefit for not only the plan sponsor but for the participating members of these plans. 

YOUR FUTURE                          YOUR MONEY                         YOUR ADVISOR

 

INVESTMENT ADVISORS

John Thompson

Director Wealth Management

Jay Thompson

Director Retirement Plans

>> Check the background of these advisors on FINRA's BrokerCheck website.

 

John W. Thompson, CRC - Managing Principal & Chief Investment Officer

 

Mr. Thompson holds the designation of Certified Retirement Counselor and the following FINRA Securities Registrations held through LPL Financial:

 

FINRA Series 7 - General Securities Representative

FINRA Series 24 - General Securities Principal

FINRA Series 63 - Uniform Securities Agent

John also holds the following FINRA Securities Registration held through J.W. Thompson Investments: 

FINRA Series 65 - Registered Investment Advisor

 

John is a graduate of Assumption College, Worcester, Massachusetts and was a founding partner of a local investment management firm prior to establishing JWTI in 1999.  Prior to this John was Accounts Vice President with UBS formerly Paine Webber.

 

As Chief Investment Officer, John oversees the company's Investment Management Committee which directs the firm's investment strategies. 

 

John has been a long standing guest of WJAR/NBC 10 with Frank Colletta providing investment commentary and retirement planning advice on their "Sun Rise Business Show" and "Money Watchers" program.  John has served on the board of many non-profit organizations locally in Rhode Island including finance committee member for both Leadership Rhode Island and the United Way of Providence.

 

Jay Thompson - Principal & Vice President Retirement Plans

 

Mr. Thompson holds the following FINRA Securities Registrations held through LPL Financial:

 

FINRA Series 7 - General Securities Representative

FINRA Series 63 - Uniform Securities Agent

Jay also holds the following FINRA Securities Registration held through J.W. Thompson Investments: 

 

FINRA Series 65 - Registered Investment Advisor

Jay was voted Top 100 Retirement Plan Advisors Under Age 40 for 2019 by the National Association of Plan Advisors (NAPA) and the American Retirement Advisors (ARA) industry.  (READ ARTICLE

 

Jay is a graduate of Bryant University, Smithfield, Rhode Island which a Bachelor of Science in Business Administration with a concentration in Finance. 

 

Jay has been a frequent guest of WJAR/NBC 10 with Frank Colletta proving investment commentary and retirement planning advice of their "Sun Rise Business Show" and "Money Watchers" program. 

 

 

J.W. THOMPSON
INVESTMENTS

FINRA WEBSITE

 

SEC WEBSITE

 

LPL FINANCIAL WEBSITE

 

BROKER CHECK WEBSITE

 

OFFICE ADDRESS:

245 Waterman Street

Suite 301

Providence, RI. 02906

 

Tel:       401.453.5553

              800.929.9479

Fax:      401.453.5554

OFFICE ADDRESS:

3000 North Ocean Drive

Unit 36D

Singer Island, FL. 33404
Tel:  561-406-9998

For any general inquiries, please fill in the following contact form:

Securities Offered through LPL Financial  Member FINRA / SIPC

Investment advice offered through J.W. Thompson Investments, LLC., a registered investment advisor and seperate entity from LPL Financial

 

J.W. Thompson Investments is a state registered investment advisory firm registered in Rhode Island licensed to conduct securities business in the following states:  Florida, Georgia, Massachusetts,

New York, Pennsylvania, and Rhode Island